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Students are encouraged but not
required to seek an informal resolution to their complaints against their
faculty. They may elect, instead, to ask for a formal grievance hearing. They
may also seek a grievance hearing if informal mediation fails. The grievance
procedures students should follow will depend upon the school within which the
faculty member is appointed and the nature of the alleged misconduct.
If the faculty member holds an
appointment in the Business School, students may use the procedures described
in this statement to address the issues listed below. If the faculty member
belongs to another school, students must use its procedures. They may, however,
ask for help from the School's deans in identifying and understanding the
appropriate procedures.
Issues that are grievable under
these procedures include:
- Failure to
show appropriate respect in an instructional setting for the rights of
others to hold opinions differing from their own;
- Misuse of
faculty authority within an instructional setting to pressure students
into supporting a political or social cause; and
- Conduct in
the classroom or another instructional setting that adversely affects the
learning environment.
These procedures do not take the
place of the grievance procedures already established to address disputes over
grades. Students should also use alternative procedures in the following
situations:
If the alleged misconduct
involves discrimination and sexual harassment, a student should file a
complaint with the Associate Provost for Equal Opportunity and Affirmative
Action. The procedures for handling such complaints are described in the
statement, Discrimination and Sexual Harassment Policy and Procedure, which is
on the web at http://www.columbia.edu/cu/vpaa/eoaa/docs/discrim_sexharass.html
Complaints against the School's
faculty that allege scientific or scholarly misconduct are also evaluated using
other procedures. These may be contained in the Statement on Professional
Ethics and Faculty Obligations and Guidelines for Review of Professional
Misconduct, available at http://www.columbia.edu/cu/vpaa/fhb/app/app_e.html
Any student currently enrolled in
the University and directly affected by the behavior of a faculty member of the
School may ask for a grievance hearing under the procedures in this statement.
The student initiates the hearing by submitting a written statement to the Dean
of the School documenting the grievance. The request must be submitted no later
than 30 days after the end of the semester within which the misconduct was
supposed to have occurred.
The Dean will review the
complaint to determine if there are sufficient grounds to proceed with a
hearing or if the issues raised by the student can be resolved in another
manner. If the Dean determines that a hearing is warranted, he or she will
appoint an ad hoc faculty committee to conduct an investigation.
The faculty member is given the
student's letter of complaint and invited to provide the ad hoc committee with
a written response. The committee reviews both statements and is given access
to any other written documents relevant to the complaint. It will normally
interview both the grievant and the faculty member and it may, at its
discretion, ask others to provide testimony.
The investigative committee
serves in an advisory capacity to the Dean of the School. It is expected to
complete its investigation in a timely manner and submit a written report to
the Dean who may accept or modify its findings and recommendations. The Dean
will inform both the student and the faculty member of his or her decision in
writing.
The Committee ordinarily convenes
within 10 working days of being appointed by the Dean and ordinarily completes
its investigation and sends the Dean its report within 30 working days of
convening. The Dean normally issues his or her decision within 30 working days
of receiving the committee's report.
The Dean may discipline faculty
members who are found to have committed professional misconduct. Any sanctions
will be imposed in a manner that is consistent with the University's policies
and procedures on faculty discipline. In particular, if the Dean believes that
the offense is sufficiently serious to merit dismissal, he or she will initiate
the procedures in Section 75 of the University Statutes for terminating tenured
appointments, and non-tenured appointments before the end of their stated term,
for cause.
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